Code of Conduct
Rushhabh Financial Services Private Limited is an AMFI-registered Mutual Fund Distributor (ARN: 291958) and fully complies with the AMFI Code of Conduct for Mutual Fund Distributors (April 2022 revision). You can download the full AMFI Code of Conduct here:
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Fiduciary Duty
We act in the best interests of our clients at all times. Recommendations and distribution services are based solely on each investor’s needs, objectives, and risk profile. -
Disclosure & Transparency
We display our AMFI ARN and distributor status on all communications. We disclose commission structures, trail rates, and remuneration on request. We publish quarterly and annual client grievance statistics. -
No Rebates or Gifts
We do not offer or accept any rebates, gifts, or inducements that may influence distributor or client decisions. Any AMC-sponsored gifts or offers are handled in accordance with AMFI guidelines. -
Client Communications
All material communications (confirmation of transactions, statements, disclosures) are shared in writing or electronically with clear, accurate information. We maintain confidentiality and ensure client data privacy in all interactions. -
Suitability & KYC
We conduct mandatory KYC and risk profiling before any transaction. Scheme recommendations align with each investor’s goals, risk tolerance, and time horizon. -
Professional Competence & Training
Our team holds NISM certification and undergoes regular training on mutual fund products, regulations, and ethical standards. We stay updated on SEBI and AMFI circulars and regulatory changes. -
Compliance & Record-Keeping
We maintain all records and client communications for the period mandated by SEBI/AMFI. We undergo periodic audits to verify compliance with regulatory requirements. -
Handling Grievances
A designated Grievance Officer is responsible for timely resolution of client complaints. Clients may escalate unresolved complaints to SEBI via SCORES at https://scores.sebi.gov.in. -
Conflict of Interest
We identify and manage any potential conflicts between our interests and those of clients. Internal policies ensure impartiality in scheme distribution. -
Ethical Conduct
We conduct business with fairness, honesty, and integrity. We refrain from market manipulation, insider trading, or any activity that undermines market integrity.