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Code of Conduct

Rushhabh Financial Services Private Limited is an AMFI-registered Mutual Fund Distributor (ARN: 291958) and fully complies with the AMFI Code of Conduct for Mutual Fund Distributors (April 2022 revision). You can download the full AMFI Code of Conduct here: 

https://www.amfiindia.com/Themes/Theme1/downloads/RevisedCodeofConductforMutualFundDistributors-April2022.pdf

  • Fiduciary Duty
    We act in the best interests of our clients at all times. Recommendations and distribution services are based solely on each investor’s needs, objectives, and risk profile.

  • Disclosure & Transparency
    We display our AMFI ARN and distributor status on all communications. We disclose commission structures, trail rates, and remuneration on request. We publish quarterly and annual client grievance statistics.

  • No Rebates or Gifts
    We do not offer or accept any rebates, gifts, or inducements that may influence distributor or client decisions. Any AMC-sponsored gifts or offers are handled in accordance with AMFI guidelines.

  • Client Communications
    All material communications (confirmation of transactions, statements, disclosures) are shared in writing or electronically with clear, accurate information. We maintain confidentiality and ensure client data privacy in all interactions.

  • Suitability & KYC
    We conduct mandatory KYC and risk profiling before any transaction. Scheme recommendations align with each investor’s goals, risk tolerance, and time horizon.

  • Professional Competence & Training
    Our team holds NISM certification and undergoes regular training on mutual fund products, regulations, and ethical standards. We stay updated on SEBI and AMFI circulars and regulatory changes.

  • Compliance & Record-Keeping
    We maintain all records and client communications for the period mandated by SEBI/AMFI. We undergo periodic audits to verify compliance with regulatory requirements.

  • Handling Grievances
    A designated Grievance Officer is responsible for timely resolution of client complaints. Clients may escalate unresolved complaints to SEBI via SCORES at https://scores.sebi.gov.in.

  • Conflict of Interest
    We identify and manage any potential conflicts between our interests and those of clients. Internal policies ensure impartiality in scheme distribution.

  • Ethical Conduct
    We conduct business with fairness, honesty, and integrity. We refrain from market manipulation, insider trading, or any activity that undermines market integrity.

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Risk Factors – Investments in Mutual Funds are subject to Market Risks. Read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Disclosure For Commission earnings is made to clients at the time of investments. Option of Direct Plan for every Mutual Fund Scheme is available to investors offering advantage of lower expense ratio. We are not entitled to earn any commission on Direct plans. Hence we do not deal in Direct Plans. 

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AMFI Registered Mutual Fund Distributor | ARN - 291958 | Date of Initial Registration : 27/03/2024 | Current validity: 26/03/2027

CIN - U65999GJ2018PTC101016 | GSTIN - 24AAICR7825D1ZE

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